Tim Hoitink
History Journal Submission
Human Rights Abuses by Security
Forces in
The European
Court of Human Rights recently issued a set of landmark decisions related to
killings by police in
The decision
that the British government had violated the right to life of some of its
citizens was tightly worded, as the Court based its rulings only on the
inadequate police investigations into the killings. Nevertheless, the Court’s decision
validated the claims of many human rights organizations, most notably Amnesty
International and Human Rights Watch, that additional abuses had occurred in
The human
rights abuses occurred in
The
The government
of
In a country
racked by terrorism, none of the provisions on their face may appear
unreasonable. However, they placed
a great deal of power in the hands of the police and military. The only way for such a system to work
without notable human rights violations would be to have an effective and
independent method of internal investigation into any abuses by security
forces. Great power must be
accompanied by great accountability.
In
Predictably enough, security forces were involved in a number of
killings, notably 329 between 1969 and 1989. Of these killings, 178 of the 329 were
of civilians that were not affiliated with paramilitary organizations.[6] Taking advantage of the recent change in
procedure that allowed for individuals to open proceedings against governments,
six separate cases were brought against the
The petitioners
alleged a number of violations of the Convention, including of Articles 2, 6,
13, and 14. Article 2 is the right
to life clause, and the applicants claimed that the deceased men were wrongly
killed by security forces.
Furthermore they asserted that the government of the
The six cases
were different in many ways, but the verdict was the same in each case. The
While looking at statistics and reports can be useful, often it is more
telling to look at specific cases.
The transcripts of the Court cases reveal some of the abuses that
occurred in
The British government does not accept this account. The police officer who shot him claimed that Jordon had spun around to face him immediately before he had opened fire, and that he could not see Jordon’s hands because his vision had been obscured. He opened fire only because he feared his life was in danger. Despite the government claims, circumstantial evidence supports some of the claims of the witnesses. The post mortem reported three entry wounds, one on the back of his left arm and two on his back. Jordon was unarmed, and there were no weapons or explosives in his car.[9] It would seem difficult to argue that it was reasonable for a veteran police officer to have fired at an unarmed man merely because he could not see the suspect’s hands clearly. It also seems strange that the victim’s wounds were all on his back, considering the police officer claimed he spun around to face him. An investigation was made, but no charges were brought.
In another
case, Gervaise McKerr was killed on
The police officers at first denied setting up the roadblock to target the deceased. Testimony showed that they were told by a senior police officer to conceal this information in order not to compromise anti-terrorism efforts. After the case was reviewed, three police officers were charged with murder. The case went to trial. 27 witnesses appeared for the prosecution. Nevertheless all three men were found not guilty by Lord Justice Gibson in a non-jury trial. The Judge held that the officers had in fact acted reasonably. They had been told before the attempted arrest that the deceased were dangerous terrorists who had sworn not to be taken alive. McKerr and the other victims were allegedly planning to commit a murder that night before the police attempted to apprehend them. Judge Gibson accepted the defense of the accused that they had believed that the flashes from their bullets hitting the car were actually muzzle flashes from the deceased, and that the officers feared that they would continue firing or escape after they jumped out of the car. Judge Gibson ruled that the killing was completely justified. In his conclusion he went even further, saying that he regarded the accused as “absolutely blameless in this matter,” and commended them for their “courage and determination in bringing the three deceased men to justice.”[11]
The next cases
had a different focus. The first
two cases concerned improper police shootings. However, they seemed largely to have
been spontaneous occurrences, where overzealous officers were too quick to use
force after a chase. They generally
lack any element of planning. The
cases of Patrick Shanaghan and Patrick Finucane revealed more premeditated
abuse, including the possibility of collusion. Patrick Shanaghan was killed on
Patrick Finucane was a solicitor who often represented clients on both sides of the conflict, but was especially well known as representing nationalist paramilitaries. Clients of his reported that RUC officers made a series of threats stated he would be soon killed. Finucane was gunned down by members of the loyalist paramilitary organization the Ulster Freedom Fighters in 1989. It was alleged that security forces passed on his photo and pointed him out to the loyalist, leading to his death. Brian Nielson, an undercover informant for the British security forces and head of intelligence loyalist paramilitary organization, allegedly confessed to pointing out Finucane. At the time of his claimed confession, he was in prison for conspiracy to murder in another case of collusion.[13]
A fifth case revealed even more evidence of planned abuses. The relatives of nine men killed on
Finally, the sixth case was somewhat separate from the rest. This case was more a result of
negligence than a deliberate killing.
Dermot McShane was killed in the city of
These cases show some of the ambiguity found in the relationship between
police and civilians in
Ultimately, the
In all cases, the RUC was responsible for conducting investigations of
shootings by security forces.
Investigations were regulated by the Independent Commission for Police
Complaints, but the members of it were appointed by the secretary of state of
The other deficiency the Court noted was the lack of an effective and
independent inquest hearing.
Inquest hearings are public inquires held whenever there is a suspicious
death in the
Inquest hearings represent a sort of independent check on the police in
the
Even if the juries could have returned a verdict of “unlawful death,” a
further flaw in the inquest hearing would have prevented it from fulfilling
article 2 of the Convention. No one
suspected of causing a death could be compelled to testify in the inquest
hearings. When a member of the
security forces was involved in a case of lethal force, the officer never
testified at the hearing. Instead,
he or she submitted a written statement describing the events in question. This precluded the possibility of a
cross-examination of the officer to determine the validity of his or her
testimony. Thus, in the event of
conflicting accounts, it was virtually impossible to determine which one was
accurate. In
The Court ruling on Article 2 was very important. It validated the longstanding claims of
human rights organizations such as Amnesty International and Human Rights Watch
that abuses were occurring in
However, as
noted earlier, the ruling was very narrowly argued. It felt that there was not enough
evidence to find the
As part of the judgment, the British government was required to show the Secretariat responsible for enforcing the ruling that it was complying. The government indicated that an independent Police Ombudsman had been hired in November of 2000 and given the power to investigate any complaint about police. She has a team of independent investigators to carry these invitations out, so she does not need to rely on the police for them. The Ombudsman can recommend criminal or disciplinary proceedings even when the Chief Constable does not. In the event of a killing by a police officer or the use of baton rounds (plastic bullets), the Ombudsman must conduct her own investigation, and issue a recommendation on whether charges should be issued. The DPP must provide the Ombudsman with their decision whether to prosecute or not and the reasons for it. The Secretariat was satisfied with these changes.[26]
Furthermore, the House of Lords recently decided unanimously that the scope of the investigation of inquest hearings was to be widened. Juries were to determine “by what means and under what circumstances” a person met his or her death. Coroners were to insure that the inquest hearings would be effective enough to fulfill the procedural obligations of article 2 of the Convention. The Secretariat was satisfied with these changes in the instance as well.[27]
Generally, the government made a real effort to comply with the ruling. The Secretariat requested a few clarifications and made minor recommendations, but appeared satisfied on the major issues. The changes greatly expand the accountability of the police forces. No longer are the security forces allowed to police themselves. Several independent checks on the security forces were introduced, reducing the possibility of a conflict of interest. I believe that if these changes had been made earlier, far more police officers would have been held responsible for unlawful deaths. It is unfortunate that the government waited so long to make the reforms.
This was as far
as the Court ruling went. However,
reports by groups like Amnesty International and Helsinki Watch allege that
abuses went beyond a lack of accountability. These organizations assert that overly
vague standards for the proper use of lethal force contributed to killings by
security forces. In
Deprivation of life shall not be regarded as inflicted in contravention of this article when it results from the use of force which is no more than absolutely necessary:
The lethal
force standard was far too vague in
Amnesty International has argued that police sometimes operated a under
shoot to kill policy. They argue
that the policy for certain operations was to take no prisoners. Amnesty used the shooting of Kelly and
the other members of the IRA in the attempted attack on the police station as
evidence of this possible policy.
The SAS cut down the deceased with machine guns from elevated areas above
the station; if this operation had occurred in a military setting it would be a
textbook example of an ambush.
Although Kelly is the case that went to the
The DPP faced difficulty in prosecuting police forces and soldiers even beyond the vague use of force statues. If a security force member was ruled to have intentionally killed someone, he or she could only be charged with murder. Manslaughter in any degree was not an option. Manslaughter charges could only be brought in cases of unintentional killing. On the face of it, this may appear reasonable. Someone who intentionally kills someone should not be allowed to plead off to a lesser charge. However, it did not allow for the wide range of circumstances involved in killings by police forces. A killing might have been intentional, but nevertheless mitigating factors could have been present. For instance, a soldier might have acted in self defense, but nevertheless used excessive force. If manslaughter was an option, officers could be convicted on grounds that they used unreasonable force. Widening the options available to the DPP would have made it easier to reach a just outcome.[31]
In addition, in practice this made it virtually impossible to convict a member of the security forces of any crime in the event of an unlawful shooting. As noted before, the RUC handled investigations of killings by the police or military. Police officers were loath to recommend murder charges for their brethren. The police, the prosecution, and the courts were all reluctant to go after police officers except in the most egregious cases. The possibility of manslaughter charges would have made it far easier for the DPP to secure convictions against officers who used excessive force in police killings.[32]
As a result of the use of force regulations and lack of options for the prosecutions, convictions of security force members were almost impossible to secure. Between 1969 and 1991, the DPP only brought charges against only 21 members of security forces for killings using fire arms. In only two instances were defendants found guilty of manslaughter or murder. They served, combined, less than two and one half years in prison. The officer who was convicted of manslaughter was given a suspended sentence.[33] The one soldier who was found guilty of murder, Private Ian Thain, served only two years and three months of a life sentence, and was allowed to rejoin his army unit after his release.[34] Considering that security forces were responsible for 329 deaths between 1969 and 1989, this was a woeful record. According to Amnesty International, around half of those killed were unarmed.[35] No matter what the circumstances, the actions of the officers went unpunished. Security officers were implicitly told they could act with impunity.
Some activists have made even stronger allegations. These activists claim that not only did the DPP fail to prosecute offenders, but that security forces actively colluded with loyalist paramilitary organizations. This charge is hardly surprising, considering that the loyalist organizations claimed they are supporting the government. Loyalist groups almost never targeted security forces. Whatever the actual extent of collusion, it is natural that nationalist groups would be suspicious that the security forces were more sympathetic to the loyalists than the nationalists.[36]
The cases of Patrick Shanaghan and Patrick Finucane were not the only case where evidence of collusion was present. In 1989, spokesmen for the loyalist group Ulster Defense Association defended the killing of a Catholic man by stating that he belonged to the IRA. They claimed that they had police files to support this allegation, and in fact it was discovered that police files had gone missing from several security bases. By the end of 1989, the names of over 250 republicans had been leaked to the public, often including photos and detailed descriptions of their habits. A police investigation of evidence of collusion was directed under John Stevens, a senior British police officer. This investigation became known as the Steven’s Inquiry, and led to the arrest of 59 people. However, the investigation was very narrow. It was only concerned with security leaks that occurred in 1989, and did not investigate larger allegations of collusion between security forces and loyalist groups.[37]
Later investigations revealed even more. In 2003, Stevens concluded that there was collusion in several other cases, including the killing of attorney Patrick Finucane. He wrote that there was “collusion in both murders and the circumstances surrounding them,” confirming the suspicions of activists, though how much senior officials in British government knew was not determined. These activities by certain security officers led to the loss of innocent life. Stevens further accused the RUC of obstructing his investigation, and even stated that they started a fire in his team’s incident room. Police officers in the RUC were apparently even willing to commit crimes against other officers in order to hinder the investigation.[38]
The allegations of collusion are part of a larger theme of discrimination against Catholics in Northern Ireland. The plaintiffs in each of the cases brought to the Court argued that the patterns of police killing proved a policy of discrimination. The overwhelming majority of people killed were young Catholic men, thus violating Article 13 of the Convention banning discrimination. The Court did not rule the government in violation of this Article, stating that statistics were not enough to prove a policy was discriminatory.[39] Nevertheless, the statistics are revealing when combined with the historical patterns of discrimination against Catholics in Northern Ireland. At the very least, it’s an issue that requires further research.
The charges of discrimination are partially fueled by the composition of the RUC. According to census records, around 50% of the population is Protestant and 38% Catholic. However, as of 1996 Catholics comprised only around 8% of the police forces. Some of that was due to a low application rate. Catholics generally applied to join the RUC in less numbers than Protestants. Nonetheless, Catholics regularly made up a larger percentage of the applicant pool than of the accepted officer pool, indicating that the RUC could have included more Catholics. A police force that better reflected the general population would have greatly bolstered the RUC’s claim of impartiality, and combated claims of discrimination.[40]
Another area of concern to human rights groups is the continued use of plastic bullets for crowd control. The use of plastic bullets was mentioned in the case of Dermot McShane, when they set the events in motion that led to his death. The use of plastic bullets led to protestors taking cover behind the piece of hoarding. McShane was killed when he was run over by an APC removing the hoarding. However, the Court did not make a ruling on the use of plastic bullets in the case.[41] Plastic bullets have been used by police forces since 1974, when they replaced rubber bullets. The British government has claimed that the use of such weapons actually reduces injuries, by giving police forces an intermediate option to disperse rioters without the use of live ammunition. However, plastic bullets killed fourteen people between 1974 and 1996. Half of the deceased were children. Hundreds of other people were severely injured by the rounds.[42]
According to internal guidelines, the rounds were to only be fired at specific rioters, and only if the safety of police officers or others was seriously threatened. Even then, the bullets were to be fired only at the lower body of the rioter. Under these situations, the use of plastic bullets seems responsible. However, the guidelines have been routinely ignored by security forces. Because plastic bullets are seen as a non-lethal weapon by many officers, they are used with little regard for the official policy. Many of those killed by the bullets have later been proven to not have been rioting, and there is little excuse to fire such a dangerous weapon at children, no matter what the situation. In any event, there have been a large number of reported cases of head and chest injuries, contradicting the official policy that the bullets were to be fired only at the lower extremities.[43] As of September of 2004, plastic bullets were still officially in use, though no plastic bullets had been fired in nearly two years. Groups like the Social Democratic and Labor Party, a moderate nationalist party, attribute this lack of usage to the mandatory independent investigations by the police Ombudsman required every time a plastic bullet is fired. Nevertheless, they still call for the complete banning of plastic bullets.[44]
The anger with the police forces can be seen in the Good Friday Agreement of 1998 which attempted to end the violence. This agreement was a compromise between nationalist and unionists, and was approved by a referendum by a majority of both groups.[45] Much of the agreement deals with setting up an assembly for Northern Ireland and regulating relations with the United Kingdom and the Republic of Ireland. However, a significant portion of the thirty page document concerns the regulation of policing and protecting human rights. The British government agreed to fully incorporate the European Convention on Human Rights into the law of Northern Ireland and to provide remedy in the courts for any violation. This helped pave the way for the challenges in the court cases examined in this paper. The practice of discrimination based on religion or ethnicity was also condemned.[46]
Whole sections of the agreement are devoted to issues of security and policing. The British government was to make progress towards the eventual revocation of the Emergency Powers Act, the act which granted widespread powers to police forces. Further more, the government was required to take measures to insure that the police forces accurately represented the ethnic composition of the people of Northern Ireland. Efforts were to be made to insure that there were more Catholics on the police force. Finally, an independent commission was to be set up to issue recommendations to the police forces to insure they were held accountable for their actions and respected human rights. The British government was also to review the justice system to ensure it was working properly.[47]
The Good Friday Agreement makes clear the high level of distrust the public had for police forces. The people of Northern Ireland did not have confidence that the security forces would protect their rights. Ultimately, though, it can probably be said that most of the official policies regulating the interaction between police and public were not unreasonable, considering the circumstances (the one principal exception would be the vague use of force statue). The major mistake the British government made was in not insuring complete accountability. I do not think that there were official policies encouraging collusion, shooting to kill, or firing plastic bullets at children, at least not at the very highest levels. However, the government effectively condoned these actions by not actively investigating or punishing wrongdoers. The overarching theme of the abuses was a lack of accountability. The security forces were given a free hand in a hostile country, and the result was gross violations of human rights norms.
It is clear that human rights violations by security forces and other government representatives were widespread in Northern Ireland. However, one could certainly make the argument that such violations were necessary to maintain law and order in Northern Ireland. In a country racked by terrorism, it would certainly be preferable to violate a few civil liberties than allow the entire territory to dissolve into violence and anarchy. The paramilitary organizations exemplified by the IRA committed many acts of gross violence. Security forces killed a number of civilians but there never was an official government policy of targeting them. On the other hand, groups like the Irish Republican Army and Ulster Defense Force deliberately killed civilians in an attempt to achieve their goals. From 1969 to 1989, republican paramilitaries killed 574 civilians, while loyalist groups killed 632 civilians.[48] The IRA did not limit violence to Northern Ireland either. Terrorist attacks were conducted against civilians in England as well. When it came to killing, the paramilitaries far outdid the security forces. Thus, the realist argument goes, although the widespread powers granted to security forces led to some abuse, the situation would have been far worse if they were not granted these powers.
This is an important argument, and I think that it must be discussed. I must at least attempt to refute it for the paper to have any meaning, as otherwise the paper is merely hand wringing about abuses that were unfortunate but better than the alternative of uncontrolled violence. However, I do not think that the only alternative to greater accountability was unrestrained terrorism. The argument that the violations were necessary does not hold. The government can not justify the abuses on these grounds.
The first, and perhaps most obvious, reason the realist argument is wrong is that security forces did not simply violate the rights of terrorists. Security forces killed more civilians than they did paramilitaries.[49] Even when the security officers killed paramilitary members, they were often unarmed. If we accept that it is ok to violate the rights of terrorists, that still leaves us with the problem of how to determine whether a person is a terrorist or not. Without a fair trial, it is impossible to prevent innocent civilians from being caught in the crossfire. And civilians, in fact, were the ones who suffered the most from the human rights abuses on all sides. Paradoxically, security forces and paramilitary organizations on both sides were far more likely to kill civilians than they were to kill the opposing side.[50] Thus, even if we decide that it is tolerable to violate the rights of terrorists, that still leaves us with the problem of figuring out who is a terrorist and who is a civilian, which is impossible to solve without due process.
A second major
argument was introduced by human rights groups, and attempted to undermine the
very core of the realist stance.
The realists argued that some abuses were acceptable because the
alternative was so much worse. However, Human Rights Watch argues that the human
rights policies of the British government actually perpetuated violence and
terrorism. The public, especially
Catholics, lost all faith in police forces that were seen as corrupt and
discriminatory. The emergency
legislation that gave police forces such wide powers served to “sustain the
historic climate of distrust and hostility between the government of the
The only ones that gained from the human rights abuses were the paramilitary organizations themselves, the very groups the government was seeking to undermine. Because police forces were not held accountable for their actions and abused the rights of the public, many turned to paramilitary organizations instead. In fact, paramilitary groups on both the republican and loyalist sides actively policed their own neighborhoods. Many in the community supported the paramilitaries because they fulfilled this function.[52] The failings of the government gave these organizations air of legitimacy. The widespread distrust of the police ensured the paramilitaries received popular support. If the government had reformed the security forces they could have undermined an important source of strength of organizations like the IRA. As it were, these organizations were able to continue their campaigns of terror and violence.
The final
counter to the realist argument stems from the
Examining the
question of human rights in
However, the failure of the British
policing effort cannot be ignored. Some members of security forces engaged
in egregious violations of human rights.
Demanding accountability for police actions would not have hindered the
fight on terrorism. In fact, it
likely would have decreased the threat of terrorism by reducing the anger of the
population, and thus the support for paramilitary groups. It was a major mistake to expect that
security forces would be able to police themselves in such a hostile and
stressful setting. The British
government failed to create an environment where rights were respected,
perpetuating and worsening the violence in
[1]
“European Convention on Human Rights” at http://www.hri.org/docs/ECHR50.html
(Accessed
[2] T.G.
[3] Ibid 41-44.
[4] Ibid 50-54.
[5]
Human Rights Watch, To Serve Without
Favor: Policing, Human Rights, and Accountability in
[6]
[7] Related Items in European and Domestic Courts http://www.serve.com/pfc/euro/eurindex.html.
[8] European Court of Human Rights: Historical Background http://www.echr.coe.int/Eng/EDocs/HistoricalBackground.htm.
[9] European Court of Human Rights Application no. 24746/94
“Jordon v the
[10] European Court of Human Rights Application no. 28883/95
“McKerr v the
[11]Ibid 6.
[12]
European Court of Human Rights Application no. 37715/97 “Shanaghan v the
[13]
European Court of Human Rights Application no. 29187/95 “Finucane v the
[14] Ibid 4-8.
[15]
European Court of Human Rights Application no. 43290/98 “McShane v the
[16]
[17]
European Court of Human Rights Application no. 28883/95 “McKerr v the
[18]
[19]
European Court of Human Rights Application no. 28883/95 “McKerr v the
[20] Ibid 40-42.
[21] Ibid 43.
[22]
[23]
European Court of Human Rights Application no. 24746/94 “Jordon v the
[24] Ibid 34-35.
[25] Ibid 33-34.
[26]
“Cases Concerning the Actions of Security Forces in
[27] Ibid 12-13.
[28]
Section 3 (1) of the Criminal Law (
[29] “European Convention on Human Rights.”